SEBI Compliance & LODR
Compliance Services
Expert guidance and automation to streamline your regulatory compliance for listed companies
What Is SEBI Compliance?
SEBI compliance encompasses disclosure, reporting, and governance standards mandated by the Securities and Exchange Board of India for listed companies.
Compliance Framework
SEBI Act, 1992
Regulatory Standard
LODR 2015
Non-Compliance Risk
Heavy Penalties
Why SEBI & LODR Compliance Matters
Non-compliance can result in severe consequences for your organization
Heavy Fines
Significant financial penalties
Trading Restrictions
Limited market access
Securities Suspension
Trading halt risks
Reputation Loss
Stakeholder confidence erosion
Key SEBI & LODR Compliance Requirements
Comprehensive overview of mandatory compliance obligations for listed companies
Outcome of Board Meeting
Notify stock exchange of resolutions including financial performance, dividends, mergers, fundraising, and buybacks.
Financial Results Submission
Submit standalone and consolidated results with Limited Review Report (quarterly) or Audit Report (annual).
Investor Complaints Statement
Report pending, received, resolved, and unresolved complaints to maintain investor trust.
Annual Report Submission
Upload Annual Report and AGM Notice on website and file with stock exchange.
PCS Certificate (Half-Yearly)
Practicing Company Secretary certificate confirming transfers, sub-divisions, and consolidations completed within 30 days.
Shareholding Pattern Disclosure
Submit shareholding pattern before listing, quarterly, and within 1 month if paid-up capital changes by 2%+.
Corporate Governance Report
Quarterly corporate governance compliance report for eligible companies.
Meeting Notices
Financial matters: 5 days minimum. Other matters: 2 days. Debenture redemption: 11 days.
Voting Results
Report AGM/EGM voting outcomes to stock exchange promptly.
Record Date Notice
Notify stock exchange for dividends, bonus, rights issue, mergers, or stock splits.
SEBI (LODR) Website Compliance, 2015
Every listed company must maintain a functional website with mandatory disclosures. SEBI regularly verifies website compliance.
Comprehensive Website Audit
We ensure your website meets all SEBI requirements with regular monitoring and updates.
How KavachOne Simplifies Your Compliance
End-to-end SEBI compliance services designed to make regulatory filing faster, easier, and 100% accurate
Event-Based Filings
Expert assistance in drafting, reviewing, and submitting all required disclosures including Board Meetings, financial results, and corporate announcements.
Full LODR Management
Comprehensive compliance cycle management covering all quarterly and annual requirements for listed companies.
Website Compliance
Complete website audit and compliance ensuring all SEBI-mandated disclosures, policies, and corporate information are updated and accessible.
Document Preparation
Professional preparation of corporate governance reports, PCS certificates, investor complaint statements, and material event disclosures.
Regulatory Representation
Expert representation before SEBI, Stock Exchanges, and regulatory authorities on your behalf.
Compliance Monitoring
Proactive tracking of all deadlines with timely reminders ensuring you never miss a compliance requirement.
Your Trusted SEBI Compliance Partner
Stay Compliant, Avoid Penalties
Let KavachOne handle your SEBI compliance while you focus on growing your business. Get started today with expert guidance and comprehensive support.